Guide

Post-Grant Patent Proceedings: A Guide to Your Options

After a U.S. patent issues, it can still be challenged, defended or corrected at the USPTO. A third party can use inter partes review, post-grant review or ex parte reexamination; the patent owner can use supplemental examination, reissue, a certificate of correction or a disclaimer. Which one fits depends on who you are, how much time has passed, and which arguments you need.

On this page
  1. If you want to challenge someone else’s patent
  2. If you own the patent
  3. Proceedings that no longer exist
  4. Who decides: the PTAB

The USPTO offers several ways to revisit a patent after grant. They differ in who may use them, when, what arguments are allowed, and what you give up by using them. Start with the question that matches your situation.

If you want to challenge someone else’s patent

GoalUsually considerWhy
Challenge on prior patents or publications, more than nine months after grantInter partes reviewAdversarial trial before the PTAB, with a defined timeline
Challenge on any validity ground, within nine months of grantPost-grant reviewBroadest grounds, but only for first-inventor-to-file patents
A low-cost, one-sided request on patents and printed publicationsEx parte reexaminationOpen to anyone, any time in the patent’s life, with limited requester participation

If you own the patent

GoalUsually considerWhy
Put newly found prior art in front of the Office and gain protection from related inequitable-conduct attacksSupplemental examinationCreated by the America Invents Act
Fix an error that makes the patent inoperative or invalid, or change claim scopeReissueRe-examines the claims; broadening is time-limited
Fix a printing or clerical mistakeCertificate of correctionNarrow remedy for minor errors
Give up a claim or part of the patent termDisclaimerStatutory or terminal disclaimer

Proceedings that no longer exist

Two once-prominent tools are now historical: inter partes reexamination (replaced by IPR in 2012) and the covered business method review program (which sunset in 2020). They are explained here because older decisions and articles still refer to them.

Who decides: the PTAB

Most contested post-grant trials are decided by the Patent Trial and Appeal Board. For a side-by-side view, use the comparison chart, or read how PGR and IPR differ in detail.

In This Section

Primary Sources

  1. 35 U.S.C. Part III (Patents and Protection of Patent Rights)
  2. 37 C.F.R. Part 42 (Trial practice before the PTAB)
  3. USPTO Patent Trial and Appeal Board

Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.