Proceedings guide

Statutory Patent Disclaimers

A disclaimer is a written statement in which a patent owner gives up a claim or part of a patent's term. A statutory disclaimer cancels one or more complete claims; a terminal disclaimer gives up the end of the patent's term, most often to overcome obviousness-type double patenting. Both are governed by 35 U.S.C. § 253 and 37 C.F.R. § 1.321.

Key Facts

Statute
35 U.S.C. § 253
Rule
37 C.F.R. § 1.321
Statutory disclaimer
Gives up one or more complete claims
Terminal disclaimer
Gives up the end of the term; common for double patenting
Reversible?
No
On this page
  1. Statutory disclaimer
  2. Terminal disclaimer
  3. Practical effects

Statutory disclaimer

Under 35 U.S.C. § 253(a), a patent owner may disclaim any complete claim. The disclaimer is filed with a fee and is recorded in the patent file. It is irrevocable: a disclaimed claim cannot later be asserted.

Owners use statutory disclaimers to:

  • drop a claim found invalid or unneeded, which can reduce exposure in litigation;
  • remove a claim that may be anticipated by newly discovered art;
  • narrow the patent in response to a challenge.

Terminal disclaimer

Under § 253(b), an owner may disclaim or dedicate to the public any terminal part of the patent’s term. The most common use is to overcome obviousness-type double patenting between related patents. A terminal disclaimer typically requires that the patents remain commonly owned for as long as they are enforceable, so it can limit later transfers.

Practical effects

  • A terminal disclaimer shortens, or aligns, the term of the later patent with the earlier one.
  • Disclaimers do not remove the need to address other invalidity grounds.
  • A disclaimer after a challenge begins can affect proceedings in different ways, so ask a practitioner before filing during a dispute.

If errors, not claim scope, are the problem, consider reissue or a certificate of correction.

Primary Sources

  1. 35 U.S.C. § 253 (Disclaimer)
  2. 37 C.F.R. § 1.321 (Statutory disclaimers, including terminal disclaimers)
  3. MPEP § 1490 (Disclaimers)

Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.